Anthony R. Farella
ROCKBRIDGE INVESTMENT MANAGEMENT
Syracuse, NY 13202
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CRD#: 5511685
Professional summary
Anthony Robert Farella, who also goes by Anthony Farella, is a registered financial advisor currently at ROCKBRIDGE INVESTMENT MANAGEMENT, LLC located in Syracuse, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Anthony has worked at 1 firm .
Biography
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Tony’s passion is working with and educating clients on establishing goals, determining risk tolerance and implementing sound investment strategies.
He earned a Bachelor of Arts degree in Economics from Syracuse University and has obtained his Certified Financial Planner(TM) designation.
Question & Answer
What are your service offerings?
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Rockbridge Investment Manageme...
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
Anthony Farella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Robert Farella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2021 - Present
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
Office #1: 220 South Warren Street 9th Floor, Syracuse, NY 13202RIA
CRD#: 115754
Syracuse, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/7/2021)
Exams
Current Firm
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
AGRI-INVEST, INC. | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | AQRI- INVEST, LLC | AQRI- INVEST | AGRI-INVEST, LLC
CRD#: 115754 / SEC#: 801-60639
RIA
Registered Investment Advisory firm - (10/18/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 South Warren Street 9th Floor, Syracuse, NY 13202
Mailing Address
Phone number
(315) 671-0588
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 1,660,732,364 |
Red Flags
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Company Information
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD#: 115754Syracuse, NY 13202TRUST BUT VERIFY
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