Xuedong Tian
Professional summary
Xuedong Tian, CFA, who also goes by Tony Tian, is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in New York, New York.
Xuedong is registered as a RR (Registered Representative) and started their career in finance in 2008. Xuedong has worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xuedong Tian's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 126 E 56th St 22nd Fl, New York, NY 10022November 30, 2020 - April 16, 2024
US TIGER SECURITIES, INC.
June 11, 2013 - January 4, 2016
MERRIMAN CAPITAL, INC.
May 2, 2011 - May 2, 2012
OPPENHEIMER & CO. INC.
May 3, 2010 - April 13, 2011
LADENBURG THALMANN & CO. INC.
October 16, 2009 - May 3, 2010
TICONDEROGA SECURITIES LLC
April 10, 2008 - September 18, 2009
PACIFIC CREST SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
(4/15/2024)
Exams
Series 7TO
Date: 12/8/2020
General Securities Representative ExaminationSeries 79TO
Date: 11/28/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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