Brandon T. Vowinkle

CAVANAL HILL INVESTMENT MANAGEMENT

DENVER, CO 80202

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CRD#: 5511153

Professional summary

Brandon Thomas Vowinkle, AIF®, CFP®, who also goes by Brandon T Vowinkle, Brandon Vowinkle, is a registered financial advisor currently at CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Denver, Colorado and BOK FINANCIAL SECURITIES, INC. located in Denver, Colorado.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Brandon has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon T Vowinkle | Brandon Vowinkle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name: Colorado Soccer Association Location: 385 Inverness Parkway, Ste. 190, Englewood, CO 80112 Investment related (y/n): n Start date: August 2024 Position held: Referee Nature of outside business: Sports Association Hrs/mo: 20 Hrs/mo during securities trading: 0 Brief description of duties: referee soccer matches

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Thomas Vowinkle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 9, 2021 - Present

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Office #1: 1600 Broadway Suite 1460, Denver, CO 80202

RIA

CRD#: 110774

DENVER, CO

Current

February 2, 2015 - Present

BOK FINANCIAL SECURITIES, INC.

Office #1: 1600 Broadway 1st 3rd, 4th, 15th Fls. & Ste. 1800, Denver, CO, 80202

RIA

CRD#: 17530

Denver, CO

Past

February 4, 2015 - December 14, 2021

BOK FINANCIAL ASSET MANAGEMENT, INC.

RIA

CRD#: 106507

HOUSTON, TX

Past

February 2, 2015 - February 4, 2015

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

Parker, CO

Past

April 26, 2013 - February 11, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

HOUSTON, TX

Past

April 26, 2013 - February 11, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Past

December 7, 2011 - April 30, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

June 4, 2008 - April 29, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(12/9/2021)

IAR

Arkansas
(12/9/2021)

California
(2/6/2015)

IAR

California
(12/9/2021)

Colorado
(2/6/2015)

IAR

Colorado
(12/9/2021)

Florida
(2/6/2015)

Iowa
(1/2/2020)

Kansas
(1/2/2020)

IAR

Louisiana
(12/9/2021)

New Mexico
(1/2/2024)

Oklahoma
(2/6/2015)

IAR

Oklahoma
(12/9/2021)

Texas
(2/2/2015)

IAR

Texas
(12/9/2021)

Wyoming
(9/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/10/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.

CRD#: 110774 / SEC#: 801-60138

RIA

Registered Investment Advisory firm - (4/19/2001 Approved)

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Contact information

Main Address

One Williams Center 15th Floor, Tulsa, OK 74172-0172

Mailing Address

6242 E. 41st St. So, Tulsa, OK 74135

Phone number

(800) 958-2942

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAVANAL HILL INVESTMENT MANAGEMENT, INC., FORM ADV PART 2A 062025 (6/16/2025)

Regulatory assets under management

Total Number of Accounts	2,326
AUM (Assets Under Management)	$ 14,223,562,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon T. Vowinkle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Thomas Vowinkle's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL ASSET MANAGEMENT, INC.

BOK FINANCIAL SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2010

Series 63

Date: 6/10/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/3/2008

Series 24

Date: 12/15/2016

FINRA

Current Firm

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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