Diogo Cavalcanti

BRASIL PLURAL INVESTMENT ADVISOR

MIAMI, FL 33131

CRD#: 5510643

Some features on this profile are disabled

Professional summary

Diogo Cavalcanti, who also goes by Diogo Scelza, Diogo Dos Santos Scelza Cavalcanti, is a registered financial advisor currently at BRASIL PLURAL INVESTMENT ADVISOR LLC located in Miami, Florida.

Diogo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Diogo has worked at 4 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diogo Scelza | Diogo Dos Santos Scelza Cavalcanti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diogo Cavalcanti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2026 - Present

BRASIL PLURAL INVESTMENT ADVISOR LLC

Office #1: 601 Brickell Key Drive Suite 700, Miami, FL 33131

RIA

CRD#: 288563

MIAMI, FL

Past

December 21, 2016 - June 1, 2026

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

Miami, FL

Past

September 7, 2016 - June 1, 2026

BOLTON GLOBAL CAPITAL

CRD#: 15650

MIAMI, FL

Past

May 29, 2009 - September 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MIAMI, FL

Past

May 22, 2008 - September 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRASIL PLURAL INVESTMENT ADVISOR LLC

BRASIL PLURAL INVESTMENT ADVISOR LLC | PLURAL ADVISORS

CRD#: 288563 / SEC#: 801-134618

RIA

Registered Investment Advisory firm - (11/18/2025 Approved)

Florida

Registered Investment Advisory firm - (12/8/2025 Terminated)

New York

Registered Investment Advisory firm - (11/25/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/22/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/20/2008

General Securities Representative Examination

Current Firm

BRASIL PLURAL INVESTMENT ADVISOR LLC

BRASIL PLURAL INVESTMENT ADVISOR LLC | PLURAL ADVISORS

CRD#: 288563 / SEC#: 801-134618

RIA

Registered Investment Advisory firm - (11/18/2025 Approved)

Florida

Registered Investment Advisory firm - (12/8/2025 Terminated)

New York

Registered Investment Advisory firm - (11/25/2025 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2601 S. Bayshore Drive Suite 1205, Miami, FL 33133

Mailing Address

Phone number

(305) 904-9496

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRASIL PLURAL INVESTMENT ADVISOR BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 104,577,869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Witaschek

AURELIUS FAMILY OFFICE, LLC

IAR

Tullahoma, TN

Jose Lozano

STONEX FINANCIAL INC.

WINTER PARK, FL

James Maresca

LPL FINANCIAL LLC

IAR

GUERNEVILLE, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Diogo Cavalcanti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diogo Cavalcanti's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

BRASIL PLURAL INVESTMENT ADVISOR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2009

SIE

Date: 10/1/2018

Series 3

Date: 1/22/2009

Series 7

Date: 5/20/2008

Current Firm

BRASIL PLURAL INVESTMENT ADVISOR LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRASIL PLURAL INVESTMENT ADVISOR LLC

TRUST BUT VERIFY

Similar Advisors