Jace D. Prows

LUMINARY WEALTH ADVISORS

Argyle, TX

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CRD#: 5510487

Professional summary

Jace David Prows, who also goes by Jace Prows, is a registered financial advisor currently at LUMINARY WEALTH ADVISORS located in Argyle, Texas.

Jace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jace has worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jace Prows

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jace Prows is the Owner of Luminary Cabins LLC, a property management company. This activity takes place outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jace David Prows's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2021 - Present

LUMINARY WEALTH ADVISORS

RIA

CRD#: 316140

Argyle, TX

Past

June 28, 2018 - May 27, 2021

ALPHA CUBED INVESTMENTS, LLC

RIA

CRD#: 159347

IRVINE, CA

Past

April 12, 2018 - June 7, 2018

BEACON POINTE WEALTH ADVISORS, LLC

RIA

CRD#: 151328

Plano, TX

Past

January 7, 2014 - June 7, 2018

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

Plano, TX

Past

September 19, 2013 - December 24, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WESTLAKE, TX

Past

September 19, 2013 - December 24, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

June 22, 2009 - August 26, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

June 22, 2009 - August 26, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

August 11, 2008 - August 26, 2013

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/15/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/2008

General Securities Representative Examination

Current Firm

LUMINARY WEALTH ADVISORS

LUMINARY WEALTH ADVISORS | LUMINARY WEALTH ADVISORS, LLC

CRD#: 316140 / SEC#:

Texas

Registered Investment Advisory firm - (10/8/2021 Approved)

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Contact information

Main Address

Mckinney, TX

Mailing Address

Phone number

(214) 701-6590

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 12,587,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jace D. Prows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jace David Prows's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA CUBED INVESTMENTS, LLC

BEACON POINTE WEALTH ADVISORS, LLC

BEACON POINTE ADVISORS, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2009

Series 63

Date: 8/15/2008

Series 7

Date: 8/9/2008

Current Firm

LUMINARY WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LUMINARY WEALTH ADVISORS

TRUST BUT VERIFY

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