AH
Andrew G. Hollister
YALE CAPITAL
Elgin, TX
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CRD#: 5510125
AH
Professional summary
Andrew Garrett Hollister is a registered financial advisor currently at YALE CAPITAL CORP. located in Elgin, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hollister Homes, LLC; Not Investment Related; Austin, TX; Residential Real Estate; Managing Member; 9/2020; 1 hour per month; 0 hours during trading hours; Residential Rentals. Hollister Realty, LLC; Not Investment Related; Austin, TX; Residential Real Estate; Managing Member; 9/2020; 1 hour per month; 0 hours during trading hours; Residential Rentals. Rush of Central Texas, LLC; Not Investment Related; Round Rock, TX; Vehicle Ownership; Managing Member; 7/2024; 1 hour per month; 0 hours during trading hours; Vehicle Ownership.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Garrett Hollister's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2008 - Present
YALE CAPITAL CORP.
RIA
CRD#: 126992
Elgin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
YC
YALE CAPITAL CORP.
IVY ADVISORS, INC. | YALE CAPITAL CORP. | TEXAS YALE CAPITAL CORP. | IVY ADVISORS, LLC
CRD#: 126992 / SEC#: 801-64116
RIA
Registered Investment Advisory firm - (4/8/2005 Approved)Florida
Registered Investment Advisory firm - (4/13/2005 Terminated)Texas
Registered Investment Advisory firm - (4/13/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/5/2008)
IAR
Florida(3/10/2011)
IAR
Puerto Rico(1/8/2015)
IAR
Texas(6/13/2008)
Current Firm
YC
YALE CAPITAL CORP.
IVY ADVISORS, INC. | YALE CAPITAL CORP. | TEXAS YALE CAPITAL CORP. | IVY ADVISORS, LLC
CRD#: 126992 / SEC#: 801-64116
RIA
Registered Investment Advisory firm - (4/8/2005 Approved)Florida
Registered Investment Advisory firm - (4/13/2005 Terminated)Texas
Registered Investment Advisory firm - (4/13/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6475 1st Ave South, St. Petersburg, FL 33707
Mailing Address
Phone number
(727) 823-0006
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 4,043,423,072 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 09/11/2023 | ||
| 09/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
