Chantal L. Rees
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chantal Lucienne Cecile Rees, who also goes by Chantal Lucienne Liboz, Chantal Lucienne Cecile Liboz, was a registered financial professional .
Chantal is a previously registered financial professional and started their career in finance in 2010. Chantal had worked at 2 firms and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2010 - May 30, 2013
VALMARK SECURITIES, INC.
February 12, 2010 - October 22, 2010
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 2/11/2010
Assistant Representative-Order Processing Qualification ExamCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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