Reuben T. Neese

LANDAAS & COMPANY

Milwaukee, WI 53202

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CRD#: 5509932

Professional summary

Reuben Tait Neese, who also goes by Reuben Neese, is a registered financial professional currently at LANDAAS & COMPANY located in Milwaukee, Wisconsin.

Reuben is registered as a RR (Registered Representative) and started their career in finance in 2012. Reuben has worked at 1 firm and has passed the SIE and Series 99 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Reuben Neese

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reuben Tait Neese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2012 - Present

LANDAAS & COMPANY

Office #1: 411 E Wisconsin Ave 20th Floor, Milwaukee, WI 53202Office #2: 411 E. Wisconsin Ave, Milwaukee, WI 53202

RIA

CRD#: 47487

Milwaukee, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDAAS & COMPANY

LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA

Registered Investment Advisory firm - SEC (10/25/1993 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 9/11/2012

Operations Professional Examination

SRO Registrations

FINRA

Current Firm

LANDAAS & COMPANY

LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY

CRD#: 47487 / SEC#: 801-45055, 8-51826

RIA

Registered Investment Advisory firm - SEC (10/25/1993 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

411 E. Wisconsin Ave 20th Floor, Milwaukee, WI 53202

Mailing Address

411 E. Wisconsin Ave, Milwaukee, WI 53202

Phone number

(414) 223-1099

Established

Wisconsin since 07/20/1989

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (23 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LANDAAS & COMPANY BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
NEESE, LAUREN ELIZABETH	MEMBER	4653462
NEESE, REUBEN TAIT	MEMBER	5509932
RWL HOLDINGS, INC.	MEMBER
TETTING, KYLE ARTHUR	PRESIDENT	5579589
LANDAAS, ROBERT WILLIAM	CHAIRMAN AND CEO	818449
SADZEWICZ, GERY JOSEPH	CHIEF COMPLIANCE OFFICER	1090963
SHEA, THOMAS EDWARD	FINOP	2299633

Regulatory assets under management

Total Number of Accounts	4,030
AUM (Assets Under Management)	$ 1,724,224,069

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
11/22/2024	Cover Page	Report
10/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Reuben T. Neese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Reuben Tait Neese's CRS (Customer Relationship Summary).

Certified licenses

Experience

LANDAAS & COMPANY

Primary Firm SEC Registration

LANDAAS & COMPANY

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 99

Date: 9/11/2012

FINRA

Current Firm

LANDAAS & COMPANY

Contact information

SEC notice filing (23 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LANDAAS & COMPANY

TRUST BUT VERIFY

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