Brian Christopher Day
Professional Summary
Brian Christopher Day is a registered financial advisor currently at PELORUS FINANCIAL, LLC located in Trinity, Florida. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Current Firm
PELORUS FINANCIAL, LLC
Contact Information
Main Address
4109 Little Rd Ste 101, Trinity, FL 34655Phone Number
(727) 287-4892# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
272AUM (Assets Under Management)
$46,813,295Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
State Registrations and Notice Filings
(1/10/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Christopher Day's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
