GA
George S. Alkhoury
NORTHERN TRUST SECURITIES
Lincolnwood, IL
Some features on this profile are disabled
CRD#: 5509575
GA
Professional summary
George Steve Alkhoury, who also goes by George S Alkhoury, is a registered financial advisor currently at NORTHERN TRUST SECURITIES, INC. located in Lincolnwood, Illinois.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. George has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George S Alkhoury
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view George Steve Alkhoury's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Steve Alkhoury's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2021 - Present
NORTHERN TRUST SECURITIES, INC.
Office #2: 265 East Deerpath Road, Lake Forest, IL 60045RIA
BD
CRD#: 7927
Lincolnwood, IL
Current
December 14, 2021 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 265 East Deerpath Road, Lake Forest, IL 60045RIA
BD
CRD#: 7927
Lake Forest, IL
Past
July 13, 2018 - December 10, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
January 26, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
OAK BROOK, IL
Past
January 11, 2017 - December 9, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
OAK BROOK, IL
Past
September 8, 2014 - February 17, 2017
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CHICAGO, IL
Past
September 8, 2014 - February 17, 2017
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CHICAGO, IL
Past
September 18, 2013 - September 5, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
NORRIDGE, IL
Past
September 18, 2013 - September 5, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
NORRIDGE, IL
Past
June 17, 2013 - September 18, 2013
FIRSTMERIT ADVISORS, INC.
RIA
CRD#: 125249
NORRIDGE, IL
Past
June 17, 2013 - September 18, 2013
FIRSTMERIT FINANCIAL SERVICES, INC
BD
CRD#: 149680
NORRIDGE, IL
Past
September 26, 2012 - June 17, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
NAPERVILLE, IL
Past
September 26, 2012 - June 17, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
NAPERVILLE, IL
Past
October 11, 2011 - September 13, 2012
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
OAK LAWN, IL
Past
March 1, 2010 - September 13, 2012
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
OAK LAWN, IL
Past
May 8, 2009 - August 24, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHANNAHON, IL
Past
July 17, 2008 - September 25, 2008
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2022)
RR
Alaska(4/25/2022)
RR
Arizona(5/4/2022)
RR
Arkansas(4/21/2022)
RR
California(4/22/2022)
RR
Colorado(4/22/2022)
RR
Connecticut(4/22/2022)
RR
Delaware(4/21/2022)
RR
District of Columbia(4/26/2022)
RR
Florida(4/21/2022)
RR
Georgia(4/25/2022)
RR
Hawaii(4/25/2022)
RR
Idaho(4/21/2022)
IAR
Illinois(12/17/2021)
RR
Illinois(1/6/2022)
RR
Indiana(4/25/2022)
RR
Iowa(4/22/2022)
RR
Kansas(4/22/2022)
RR
Kentucky(4/22/2022)
RR
Louisiana(4/25/2022)
RR
Maine(4/21/2022)
RR
Maryland(4/26/2022)
RR
Massachusetts(4/22/2022)
RR
Michigan(4/25/2022)
RR
Minnesota(4/21/2022)
RR
Mississippi(4/21/2022)
RR
Missouri(4/21/2022)
RR
Montana(4/21/2022)
RR
Nebraska(4/21/2022)
RR
Nevada(5/3/2022)
RR
New Hampshire(4/22/2022)
RR
New Jersey(4/26/2022)
RR
New Mexico(4/22/2022)
RR
New York(4/21/2022)
RR
North Carolina(4/22/2022)
RR
North Dakota(4/26/2022)
RR
Ohio(4/21/2022)
RR
Oklahoma(4/21/2022)
RR
Oregon(5/9/2022)
RR
Pennsylvania(4/22/2022)
RR
Rhode Island(4/29/2022)
RR
South Carolina(4/22/2022)
RR
South Dakota(5/20/2022)
RR
Tennessee(4/21/2022)
RR
Texas(4/22/2022)
RR
Utah(4/21/2022)
RR
Vermont(4/21/2022)
RR
Virginia(4/21/2022)
RR
Washington(4/21/2022)
RR
West Virginia(4/25/2022)
RR
Wisconsin(4/20/2022)
RR
Wyoming(4/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
333 S. Wabash Avenue 34th Floor, Chicago, IL 60604
Mailing Address
333 S. Wabash Avenue, Chicago, IL 60604
Phone number
(312) 557-2000
Established
Delaware since 04/05/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
76
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | |
| BLOWERS, DAVID CHARLES | DIRECTOR | 4377133 |
| BURNS, RYAN DOUGLAS | DIRECTOR | 7427168 |
| CARBERRY, CRAIG RICHARD | SECRETARY | 2075889 |
| CHAPPELL, DARLENE | MLRO (ANTI-MONEY LAUNDERING OFFICER) | 8158928 |
| CHERRY, JON VINCENT | DIRECTOR | 4255568 |
| CHERRY, JON VINCENT | PRESIDENT | 4255568 |
| DEVITA, DINO ANTHONY | DIRECTOR | 3022063 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER | 5716365 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF OPERATIONS OFFICER | 5716365 |
| PICKETT, MELANIE ZAIRIS | DIRECTOR | 3256748 |
| THOMAS, SUNITHA CHERIAN | DIRECTOR | 7881171 |
| THORNTON, MITCHELL BLAIR | DIRECTOR | 2515299 |
| WILLIAMS, AMANDA TAWNEY | CHIEF COMPLIANCE OFFICER | 4195897 |
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 1,276,929,981 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/25/2024 | ||
| 08/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
