Sunil K. Pai

PROFORZA ADVISORS LLC

Herndon, VA

Some features on this profile are disabled

CRD#: 5509293

Professional summary

Sunil K Pai, CFA, who also goes by Sunil Pai, is a registered financial advisor currently at PROFORZA ADVISORS LLC located in Herndon, Virginia.

Sunil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Sunil has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sunil Pai

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING MEMBER OF QUANTWORKS, LLC STILL. THE BUSINESS IS INVESTMENT RELATED BUT IS NOW DORMANT. LIMITED TO NO TIME IS SPENT ON QUANTWORKS AS IT HAS CEASED DEVELOPMENT OF AN INVESTMENT ALGORITHM AND HAS NO OTHER OPERATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil K Pai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 18, 2012 - Present

PROFORZA ADVISORS LLC

RIA

CRD#: 162584

Herndon, VA

Past

May 6, 2008 - December 31, 2010

QUANTWORKS

RIA

CRD#: 146320

RESTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PROFORZA ADVISORS LLC

FORZATEK CORPORATION | PROFORZA ADVISORS LLC

CRD#: 162584 / SEC#:

District of Columbia

Registered Investment Advisory firm - (12/13/2012 Terminated)

Maryland

Registered Investment Advisory firm - (4/6/2018 Terminated)

Virginia

Registered Investment Advisory firm - (6/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Herndon, VA

Mailing Address

Phone number

(703) 861-8295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 8,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sunil K. Pai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunil K Pai's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFORZA ADVISORS LLC

QUANTWORKS

State Registrations and Notice Filings

Exams

Current Firm

PROFORZA ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROFORZA ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors