Yang Tang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yang Tang was a registered financial professional .
Yang is a previously registered financial professional and started their career in finance in 2008. Yang had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2023 - December 4, 2024
ARCH INDICES INVESTMENT ADVISORS
September 25, 2018 - August 9, 2022
CREDIT AGRICOLE SECURITIES (USA) INC.
August 1, 2017 - September 13, 2018
DEUTSCHE BANK SECURITIES INC.
July 17, 2014 - June 22, 2017
CITIGROUP GLOBAL MARKETS INC.
June 8, 2012 - June 25, 2014
MORGAN STANLEY & CO. LLC
February 3, 2010 - August 18, 2010
BARCLAYS CAPITAL INC.
May 29, 2008 - December 21, 2009
PACIFIC CREST SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCH INDICES INVESTMENT ADVISORS
CRD#: 326879 / SEC#: 801-128324
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 530,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
