Jeffrey S. Johnson

CRD#: 5508770

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Shawn Johnson, who also goes by Jeffrey Johnson, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2009. Jeffrey had worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 13, 2023 - June 15, 2026

PACER ADVISORS, INC.

RIA

CRD#: 137381

MALVERN, PA

Past

June 13, 2023 - June 15, 2026

PACER FINANCIAL, INC.

CRD#: 137040

Malvern, PA

Past

March 18, 2022 - June 22, 2023

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Plymouth Meeting, PA

Past

November 8, 2021 - June 22, 2023

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

CHICAGO, IL

Past

December 22, 2020 - March 2, 2021

OSAIC FS, INC.

CRD#: 3870

HARTFORD, CT

Past

December 22, 2020 - March 2, 2021

OSAIC FA, INC.

CRD#: 3978

HARTFORD, CT

Past

July 31, 2014 - March 17, 2021

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 1, 2012 - July 29, 2014

CAPACUITY SECURITIES, INC.

CRD#: 15384

LAKE MARY, FL

Past

April 16, 2010 - September 23, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BALA CYNWYD, PA

Past

April 16, 2010 - September 23, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

BALA CYNWYD, PA

Past

October 1, 2009 - January 4, 2010

CAPACUITY SECURITIES, INC.

CRD#: 15384

LAKE MARY, FL

Past

June 16, 2009 - September 17, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

June 10, 2009 - September 17, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/14/2009

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PACER ADVISORS, INC.

CRD#: 137381 / SEC#: 801-79654

RIA

Registered Investment Advisory firm - (4/30/2014 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/16/2014 Terminated)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

Phone number

(855) 780-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 46,063,913,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey S. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACER FINANCIAL, INC.

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

OSAIC FS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CAPACUITY SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CAPACUITY SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PACER ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2009

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2009

Series 24

Date: 12/28/2009

Series 26

Date: 11/14/2009

Current Firm

PACER ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

PACER ADVISORS, INC.

TRUST BUT VERIFY

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