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WA

Waleed Aly

HILCO CORPORATE FINANCE
New York, NY 10036
Some features on this profile are disabled
CRD#: 5508373
WA

Professional summary

Waleed Aly is a registered financial professional currently at HILCO CORPORATE FINANCE, LLC located in New York, New York.

Waleed is registered as a RR (Registered Representative) and started their career in finance in 2009. Waleed has worked at 2 firms and has passed the Series 63, Series 79TO and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Waleed Aly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2022 - Present

HILCO CORPORATE FINANCE, LLC

Office #1: 1500 Broadway 27th Floor, New York, NY 10036
BD
CRD#: 282060
New York, NY
Past

December 22, 2009 - March 3, 2016

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(12/19/2022)
RR
New York
(4/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/26/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HC
HILCO CORPORATE FINANCE, LLC
HILCO CORPORATE FINANCE, LLC

CRD#: 282060 / SEC#: , 8-69699

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Mailing Address
401 N. Michigan Avenue Suite 1630, Chicago, IL 60611
Phone number
(847) 504-3270
Established
Delaware since 03/09/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HILCO VALUATION SERVICES, LLCMEMBER
KAUP, ERIC WARDSECRETARY AND GENERAL COUNSEL6584047
KLEIN, RICHARD SCOTTCHIEF EXECUTIVE OFFICER2388649
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP736107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILCO CORPORATE FINANCE, LLC

CRD#: 282060New York, NY 10036

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