Madeleine V. Potvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Madeleine V Potvin, who also goes by Madeleine Potvin, was a registered financial professional .
Madeleine is a previously registered financial professional and started their career in finance in 2008. Madeleine had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2010 - January 2, 2014
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
October 29, 2009 - September 30, 2010
FIRST REPUBLIC WEALTH ADVISORS, LLC
October 16, 2009 - January 2, 2014
FIRST REPUBLIC SECURITIES COMPANY, LLC
June 1, 2009 - October 19, 2009
MORGAN STANLEY
June 1, 2009 - October 19, 2009
MORGAN STANLEY
September 4, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 17, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
