SG
Suzy Giorgio
SUMMIT GLOBAL INVESTMENTS
Canoga Park, CA
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CRD#: 5508210
SG
Professional summary
Suzy Giorgio, who also goes by Susan Aberson, Susan Schlosser, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Canoga Park, California.
Suzy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Suzy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Susan Aberson | Susan Schlosser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LSPN Pro, LLC / 0722-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Svc / Hrs. Work Monthly: 5 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients Dynamic Expansion Inc/0419-Present/ Investment Related: No/2629 Foothill Blvd., Suite #212 La Crescenta, CA 91214/ Marketing Rep/ Marketing and Event Company/ Hrs Work Monthly: 1/ Sec Trading Hrs: 0/ No usual daily activities Net Law / 0116-Present / INVESTMENT RELATED: NO /12910 Shelbyville Rd, Ste. 124 Louisville, KY 40243 / Referrals / Estate Planning, Wills and Trusts / hrs work monthly: 1 / Sec trading hrs: 0 / Occasionally refer clients AXXESS BENEFIT CONSULTANTS LLC POSITION: agent NATURE: Medicare Advantage INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 12429 Edgewater Drive, Hampton GA 30228, United States DESCRIPTION: Selling Medicare Advantage provided by Medicare REVOLUTION FINANCIAL MANAGEMENT \\ POSITION: Agent Registered Rep \\ NATURE: WFG business, insurance, securities, etc INVESTMENT RELATED: Yes NUMBER OF HOURS: 400 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2008 ADDRESS: 515 Marin St,, Thousand Oaks CA 91360 \\ DESCRIPTION: No different that what I have been doing to WFG/TFA
CRS (Client Relationship Summary) - RIA
Click below to view Suzy Giorgio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2024 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
RIA
CRD#: 157091
Canoga Park, CA
Past
January 6, 2012 - April 30, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NEWPORT BEACH, CA
Past
January 6, 2012 - April 30, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEWPORT BEACH, CA
Past
January 19, 2011 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WESTLAKE VILLAGE, CA
Past
May 26, 2008 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/14/2024)
IAR
Hawaii(2/12/2025)
IAR
Nevada(2/11/2025)
IAR
Texas(2/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
