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Patricia A. Gaskill

CRD# 5508043·Registered 2008 - 2014
Previously Registered: Being a previously registered professional could mean that Patricia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patricia A. Gaskill, who also goes by Patricia Ann Higginbotham, Patricia Ann Rickert, was a registered financial advisor. Patricia was a previously registered financial professional and started their career in finance 2008 - 2014. Patricia had worked at 3 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patricia Ann Higginbotham, Patricia Ann Rickert

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
August 1, 2011 - April 25, 2014
AXCELUS FINANCIAL DISTRIBUTION COMPANY·CRD# 38383
BD
Dallas, TX
February 4, 2009 - April 27, 2009
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Dallas, TX
May 30, 2008 - February 4, 2009

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Current Firm

AS
ARGENTUS SECURITIES, LLC

ARGENTUS SECURITIES, LLC | SUMMITALLIANCE SECURITIES, L.L.C. | SIG SECURITIES, L.L.C. | CHURCHILL SECURITIES L.C.

CRD#: 45915 / SEC#: 8-51230
BD
Terminated by SEC on 04/29/2014

Contact Information

Established

Texas since 07/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARGENTUS PARTNERS, LLCOWNER—
GILL, DOUGLAS WAYNEPRESIDENT2129646
SCHLANGEN, ROBERT PHILIPINTERIM CHIEF COMPLIANCE OFFICER2939848

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2008About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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