MM
Meghan E. Moses
EATON VANCE MANAGEMENT
BOSTON, MA 02109
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CRD#: 5507362
MM
Professional summary
Meghan Emily Moses is a registered financial advisor currently at EATON VANCE MANAGEMENT located in Boston, Massachusetts and EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.
Meghan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Meghan has worked at 2 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Meghan Emily Moses's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2014 - Present
EATON VANCE MANAGEMENT
Office #1: One Post Office Square, Boston, MA 02109RIA
CRD#: 104859
BOSTON, MA
Current
April 9, 2008 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: One Post Office Square, Boston, MA 02109BD
CRD#: 37731
BOSTON, MA
Past
December 5, 2008 - July 19, 2012
EATON VANCE MANAGEMENT
RIA
CRD#: 104859
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
RIA
Registered Investment Advisory firm - (2/20/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2014)
RR
Alaska(7/6/2012)
RR
Arizona(7/6/2012)
RR
Arkansas(4/3/2014)
RR
California(5/27/2008)
RR
Colorado(7/6/2012)
RR
Connecticut(4/3/2014)
RR
Delaware(4/3/2014)
RR
District of Columbia(4/3/2014)
RR
Florida(4/3/2014)
RR
Georgia(4/3/2014)
RR
Hawaii(7/6/2012)
RR
Idaho(7/6/2012)
RR
Illinois(4/3/2014)
RR
Indiana(4/3/2014)
RR
Iowa(4/3/2014)
RR
Kansas(4/3/2014)
RR
Kentucky(4/3/2014)
RR
Louisiana(4/3/2014)
RR
Maine(4/3/2014)
RR
Maryland(4/3/2014)
IAR
Massachusetts(1/23/2014)
RR
Massachusetts(4/3/2014)
RR
Michigan(4/3/2014)
RR
Minnesota(4/3/2014)
RR
Mississippi(4/3/2014)
RR
Missouri(4/3/2014)
RR
Montana(7/6/2012)
RR
Nebraska(4/3/2014)
RR
Nevada(5/27/2008)
RR
New Hampshire(4/3/2014)
RR
New Jersey(4/3/2014)
RR
New Mexico(7/6/2012)
RR
New York(4/3/2014)
RR
North Carolina(4/3/2014)
RR
North Dakota(4/3/2014)
RR
Ohio(4/3/2014)
RR
Oklahoma(4/3/2014)
RR
Oregon(7/6/2012)
RR
Pennsylvania(4/3/2014)
RR
Puerto Rico(4/3/2014)
RR
Rhode Island(4/3/2014)
RR
South Carolina(4/3/2014)
RR
South Dakota(4/3/2014)
RR
Tennessee(4/3/2014)
RR
Texas(4/3/2014)
RR
Utah(7/6/2012)
RR
Vermont(4/3/2014)
RR
Virginia(4/3/2014)
RR
Washington(7/6/2012)
RR
West Virginia(4/3/2014)
RR
Wisconsin(4/3/2014)
RR
Wyoming(7/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EATON VANCE MANAGEMENT
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
RIA
Registered Investment Advisory firm - (2/20/1981 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Post Office Square, Boston, MA 02109
Mailing Address
Phone number
(617) 482-8260
Established
Firm type
Fiscal year end
# of Employees
247
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EATON VANCE MANAGEMENT
CRD#: 104859Boston, MA 02109TRUST BUT VERIFY
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