Kristina M. Mello

STRATEGICPOINT INVESTMENT ADVISORS LLC

Providence, RI 02903-1004

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CRD#: 5507257

Professional summary

Kristina Marie Mello is a registered financial advisor currently at STRATEGICPOINT INVESTMENT ADVISORS LLC located in Providence, Rhode Island.

Kristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kristina has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kristina Mello, MBA, has been a licensed insurance agent in an investment-related business located in Providence, RI, since March 2019. She sells annuities, life insurance, and various other insurance products and spends approximately 0-5 hours per month on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Marie Mello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2018 - Present

STRATEGICPOINT INVESTMENT ADVISORS LLC

Office #1: 294 West Exchange Street, Providence, RI 02903-1004

RIA

CRD#: 124636

Providence, RI

Past

October 6, 2016 - February 15, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BOSTON, MA

Past

October 6, 2016 - February 15, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

October 27, 2009 - September 27, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WELLESLEY HILLS, MA

Past

October 23, 2009 - September 27, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WELLESLEY HILLS, MA

Past

December 15, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

July 31, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(9/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2008

General Securities Representative Examination

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

STRATEGIC POINT INVESTMENT ADVISORS LLC | STRATEGICPOINT INVESTMENT ADVISORS LLC

CRD#: 124636 / SEC#: 801-61711

RIA

Registered Investment Advisory firm - (12/31/2002 Approved)

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Contact information

Main Address

294 West Exchange Street, Providence, RI 02903-1004

Mailing Address

Phone number

(401) 273-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 3.31.2025 FINAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,963
AUM (Assets Under Management)	$ 806,366,242

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/26/2024	Cover Page	Report
10/25/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristina M. Mello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristina Marie Mello's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

STRATEGICPOINT INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2008

SIE

Date: 2/15/2018

Series 7

Date: 7/30/2008

Current Firm

STRATEGICPOINT INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGICPOINT INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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