John S. Spoto

SENTRY FINANCIAL PLANNING

Andover, MA 01810

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CRD#: 5507127

Professional summary

John Salvatore Spoto, CFP® is a registered financial advisor currently at SENTRY FINANCIAL PLANNING, LLC located in Andover, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 1 firm and has passed the Series 65 exam.

Biography

We have opened an additional location in Andover to serve the Merrimack Valley area! 
www.sentryfinancialplanning.com

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Education Planning

Investment Planning

Retirement Planning

Insurance Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Hourly

Investment Advice with Ongoing...

Investment Advice without Ongo...

Retirement Plan Investment Adv...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Salvatore Spoto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

April 14, 2008 - Present

SENTRY FINANCIAL PLANNING, LLC

Office #1: 2 Elm Square Suite 320, Andover, MA 01810Office #3: 150a Andover Street Suite 1, Danvers, MA 01923

RIA

CRD#: 146687

Andover, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2008

Uniform Investment Adviser Law Examination

Current Firm

SENTRY FINANCIAL PLANNING, LLC

SENTRY FINANCIAL PLANNING, LLC | SENTRY WEALTH MANAGEMENT, LLC

CRD#: 146687 / SEC#:

Florida

Registered Investment Advisory firm - (7/5/2018 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/14/2008 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Andover, MA

Mailing Address

Phone number

(978) 852-8697

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 44,358,632

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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John S. Spoto

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Salvatore Spoto's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENTRY FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2008

Current Firm

SENTRY FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTRY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Contact information

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