Audrey M. Lokker
Professional summary
Audrey Mather Lokker, who also goes by Audrey Lokker, Audrey Breen Mather, is a registered financial professional currently at REDBRIDGE GLOBAL MARKETS, LLC located in Houston, Texas.
Audrey is registered as a RR (Registered Representative) and started their career in finance in 2014. Audrey has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Audrey Mather Lokker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2023 - Present
REDBRIDGE GLOBAL MARKETS, LLC
Office #1: 712 Main Street Suite 800, Houston, TX 77002Office #2: 712 Main Street, Suite 1820, Houston, TX 77002January 29, 2014 - June 4, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(9/11/2023)
(9/5/2023)
Exams
Series 79TO
Date: 5/13/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/31/2022
General Securities Representative ExaminationFINRA
Current Firm
REDBRIDGE GLOBAL MARKETS, LLC
CRD#: 319550 / SEC#: , 8-70909
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
REDBRIDGE GLOBAL MARKETS, LLC
CRD#: 319550Houston, TX 77002TRUST BUT VERIFY
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