Mohammed D. Aoun

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CRD#: 5506740

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mohammed D Aoun was a registered financial professional .

Mohammed is a previously registered financial professional and started their career in finance in 2008. Mohammed had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 19, 2023 - April 16, 2024

GREAT LAKES WEALTH, LLC

RIA

CRD#: 282362

NORTHVILLE, MI

Past

April 14, 2022 - December 14, 2022

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Livonia, MI

Past

April 14, 2022 - December 14, 2022

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Livonia, MI

Past

July 23, 2019 - August 20, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

TROY, MI

Past

June 10, 2019 - August 20, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

TROY, MI

Past

June 21, 2016 - June 11, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Shelby Township, MI

Past

February 18, 2016 - June 11, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Shelby Township, MI

Past

May 2, 2013 - January 19, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

NOVI, MI

Past

May 1, 2013 - January 19, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

NOVI, MI

Past

October 1, 2012 - April 8, 2013

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DEARBORN, MI

Past

October 1, 2012 - April 8, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

DEARBORN, MI

Past

November 23, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DETROIT, MI

Past

November 23, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DETROIT, MI

Past

July 10, 2009 - October 29, 2009

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SOUTHFIELD, MI

Past

July 6, 2009 - October 29, 2009

NEW ENGLAND SECURITIES

CRD#: 615

SOUTHFIELD, MI

Past

November 12, 2008 - July 2, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TROY, MI

Past

May 12, 2008 - July 2, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2008

General Securities Representative Examination

Current Firm

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

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Contact information

Main Address

22260 Haggerty Road Suite 160, Northville, MI 48167

Mailing Address

Phone number

(248) 378-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	921
AUM (Assets Under Management)	$ 143,150,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mohammed D. Aoun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

GREAT LAKES WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2008

Current Firm

GREAT LAKES WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT LAKES WEALTH, LLC

TRUST BUT VERIFY

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