Trevor A. Saunders

DARWIN WEALTH MANAGEMENT

Glastonbury, CT 06033

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CRD#: 5506542

Professional summary

Trevor Alan Saunders, who also goes by Trevor Alan Saunders, is a registered financial advisor currently at DARWIN WEALTH MANAGEMENT located in Glastonbury, Connecticut and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Trevor has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trevor Alan Saunders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DIVERSIFIED INDIVIDUAL BROKERAGE LLC 427 NAUBUC AVE., SUITE 103 GLASTONBURY, CT 06033 EMPLOYEE/LIFE INSURANCE/FIXED ANNUITY SALES EFFECTIVE: 02/2012 40 HOURS PER MONTH/10 HOURS PER MONTH DURING MARKET HOURS 2) YRD LLC 63 HOLCOMB ST. SIMSBURY, CT 06070 PRINCIPAL/INSURANCE SALES EFFECTIVE: 12/09/2021 100 HOURS PER MONTH/100 HOURS PER MONTH DURING MARKET HOURS 3) Name of Business: Darwin Wealth Management Investment-Related Nature: Yes Address of the Other Business: 427 Naubuc Ave, #103 Glastonbury, CT 06033 Nature of the Other Business: Financial planning and asset management Position, Title, or Relationship: Vice President Start Date of the Relationship: 04/16/2025 Approximate Number of Hours per Month Devoted: 40

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Alan Saunders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

DARWIN WEALTH MANAGEMENT

Office #1: 427 Naubuc Ave #103, Glastonbury, CT 06033

RIA

CRD#: 166585

Glastonbury, CT

Current

April 16, 2025 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

July 16, 2019 - December 31, 2023

CAPITAL SYNERGY PARTNERS

CRD#: 148733

GLASTONBURY, CT

Past

January 2, 2019 - December 31, 2023

CPS FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 41243

IRVINE, CA

Past

June 5, 2012 - December 31, 2018

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

March 26, 2008 - February 21, 2012

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(12/15/2023)

Connecticut
(4/16/2025)

IAR

Florida
(1/5/2024)

Florida
(4/16/2025)

IAR

Massachusetts
(3/27/2024)

IAR

New Jersey
(2/26/2024)

New Jersey
(4/16/2025)

IAR

New York
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/5/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/25/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

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Contact information

Main Address

4601 W North A Street, Tampa, FL 33609-1909

Mailing Address

Phone number

(813) 579-4074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	2,650
AUM (Assets Under Management)	$ 617,322,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Trevor A. Saunders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trevor Alan Saunders's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

CAPITAL SYNERGY PARTNERS

CPS FINANCIAL & INSURANCE SERVICES, INC.

THE LEADERS GROUP, INC.

EQUITABLE DISTRIBUTORS, LLC

Primary Firm SEC Registration

DARWIN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/5/2008

SIE

Date: 10/1/2018

Series 6

Date: 3/25/2008

FINRA

Current Firm

DARWIN WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARWIN WEALTH MANAGEMENT

TRUST BUT VERIFY

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