Kristin H. Hultgren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Henderson Hultgren, who also goes by Kris Hultgren, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 2008. Kristin had worked at 6 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2015 - May 6, 2019
DIRECTED SERVICES LLC
December 8, 2015 - August 19, 2021
SLD AMERICA EQUITIES, INC.
March 4, 2010 - July 31, 2025
VOYA FINANCIAL ADVISORS, INC.
April 8, 2009 - November 29, 2016
VOYA RETIREMENT ADVISORS, LLC
April 16, 2008 - March 4, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
April 7, 2008 - July 31, 2025
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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