Katherine Y. Reimann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Y Reimann, who also goes by Katherine Young Reimann, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2008. Katherine had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2020 - February 3, 2025
FORESIDE ADVISORY SERVICES, LLC
February 21, 2019 - December 31, 2024
FORESIDE FUND SERVICES, LLC
May 3, 2018 - February 26, 2019
CHARLES SCHWAB & CO., INC.
January 22, 2018 - February 20, 2019
CHARLES SCHWAB & CO., INC.
October 8, 2008 - May 24, 2017
TRADEWEB LLC
State Registrations and Notice Filings
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Exams
Current Firm
FORESIDE ADVISORY SERVICES, LLC
CRD#: 306760 / SEC#:
Contact information
Red Flags
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