Michelle L. Carter

PATHWAYS ADVISORY GROUP

Fresno, CA 93711

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CRD#: 5506079

Professional summary

Michelle Lyn Carter, CFP® is a registered financial advisor currently at PATHWAYS ADVISORY GROUP, INC. located in Fresno, California.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michelle has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Lyn Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 14, 2008 - Present

PATHWAYS ADVISORY GROUP, INC.

Office #1: 684 West Cromwell Avenue Suite 103, Fresno, CA 93711

RIA

CRD#: 143817

Fresno, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAYS ADVISORY GROUP, INC.

CRD#: 143817 / SEC#: 801-67921

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/14/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2008

Uniform Investment Adviser Law Examination

Current Firm

PATHWAYS ADVISORY GROUP, INC.

CRD#: 143817 / SEC#: 801-67921

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

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Contact information

Main Address

684 West Cromwell Avenue Suite 103, Fresno, CA 93711

Mailing Address

Phone number

(559) 431-4700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	929
AUM (Assets Under Management)	$ 275,690,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michelle L. Carter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Lyn Carter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAYS ADVISORY GROUP, INC.

Primary Firm SEC Registration

PATHWAYS ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2008

Current Firm

PATHWAYS ADVISORY GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAYS ADVISORY GROUP, INC.

TRUST BUT VERIFY

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