Mona M. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mona Michelle Terry, who also goes by Michelle Anderson, Michelle Mckinney, Michelle Terry, Mona Michelle Terry Ms, was a registered financial professional .
Mona is a previously registered financial professional and started their career in finance in 2008. Mona had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - June 14, 2023
ROYAL AMERICAN FINANCIAL ADVISORS, LLC
November 24, 2008 - October 31, 2012
GBS FINANCIAL CORP.
June 20, 2008 - November 12, 2008
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROYAL AMERICAN FINANCIAL ADVISORS, LLC
CRD#: 111192 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 99,424,015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
