Michael G. Mancinelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael G. Mancinelli, who also goes by Michael G Mancinelli, Michael Mann, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - February 19, 2020
CELADON FINANCIAL GROUP LLC
February 1, 2017 - October 17, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
October 27, 2016 - January 18, 2017
AURIGA USA, LLC
August 22, 2016 - October 3, 2016
JOSEPH GUNNAR & CO. LLC
June 16, 2016 - August 22, 2016
TRIBAL CAPITAL MARKETS, LLC
May 11, 2016 - June 25, 2016
BONWICK CAPITAL PARTNERS, LLC
July 21, 2014 - June 10, 2016
REVERE SECURITIES LLC
April 30, 2013 - April 29, 2014
U.S. FINANCIAL INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
