Cara L. Garrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cara L Garrett, who also goes by Cara L Garrett, Cara L Hagerty, Cara L Hassett, was a registered financial professional .
Cara is a previously registered financial professional and started their career in finance in 2008. Cara had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2020 - November 8, 2021
ROBUSTWEALTH, INC.
May 3, 2016 - November 27, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
November 12, 2014 - April 12, 2016
SANFORD C. BERNSTEIN & CO., LLC
April 28, 2008 - April 14, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROBUSTWEALTH, INC.
CRD#: 269919 / SEC#: 801-110528
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
