Matthew S. DiFerdinando
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Stephen DiFerdinando, who also goes by Matthew S Diferdianando, Matthew Difernando, Matthew S Diferdinando, Matthew Diferdinando, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2021 - July 27, 2026
BLUEROCK CAPITAL MARKETS LLC
December 2, 2020 - March 8, 2021
WADDELL & REED
October 28, 2020 - March 8, 2021
WADDELL & REED
December 3, 2018 - July 8, 2020
BRIGHTHOUSE SECURITIES, LLC
April 7, 2008 - June 22, 2018
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/28/2020
General Securities Representative ExaminationCurrent Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BLUEROCK CAPITAL MARKETS LLC
Senior Vice PresidentCRD#: 136974TRUST BUT VERIFY
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