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MB

Matthew S. Boyce

FNEX CAPITAL
Indianapolis, IN 46204
Some features on this profile are disabled
CRD#: 5505405
MB

Professional summary


Matthew Stephen Boyce, who also goes by Matthew S Boyce, is a registered financial professional currently at FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2013. Matthew has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew S Boyce

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Stephen Boyce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 6, 2024 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204
BD
CRD#: 166316
Indianapolis, IN
Past

June 5, 2023 - June 5, 2024

F/M DISTRIBUTORS, LLC

BD
CRD#: 324026
BOSTON, MA
Past

February 11, 2021 - June 5, 2023

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Chicago, IL
Past

March 29, 2020 - January 28, 2021

LONG NECK SERVICES LLC

BD
CRD#: 297317
DARIEN, CT
Past

August 21, 2015 - March 27, 2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
CHICAGO, IL
Past

August 21, 2015 - March 27, 2020

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
CHICAGO, IL
Past

January 15, 2014 - July 21, 2015

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

December 12, 2013 - July 21, 2015

SMITH GROUP ASSET MANAGEMENT

RIA
CRD#: 106301
DALLAS, TX
Past

June 5, 2013 - December 3, 2013

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/6/2024)
RR
Alaska
(6/6/2024)
RR
Arizona
(6/6/2024)
RR
Arkansas
(6/6/2024)
RR
California
(6/6/2024)
RR
Colorado
(6/6/2024)
RR
Connecticut
(6/6/2024)
RR
Delaware
(6/6/2024)
RR
District of Columbia
(6/6/2024)
RR
Florida
(6/6/2024)
RR
Georgia
(6/6/2024)
RR
Hawaii
(6/6/2024)
RR
Idaho
(6/6/2024)
RR
Illinois
(6/6/2024)
RR
Indiana
(6/6/2024)
RR
Iowa
(6/6/2024)
RR
Kansas
(6/6/2024)
RR
Kentucky
(6/6/2024)
RR
Louisiana
(6/6/2024)
RR
Maine
(6/6/2024)
RR
Maryland
(6/6/2024)
RR
Massachusetts
(6/6/2024)
RR
Michigan
(6/6/2024)
RR
Minnesota
(6/6/2024)
RR
Mississippi
(6/6/2024)
RR
Missouri
(6/6/2024)
RR
Montana
(6/6/2024)
RR
Nebraska
(6/6/2024)
RR
Nevada
(6/6/2024)
RR
New Hampshire
(6/6/2024)
RR
New Jersey
(6/6/2024)
RR
New Mexico
(6/6/2024)
RR
New York
(6/6/2024)
RR
North Carolina
(6/6/2024)
RR
North Dakota
(6/6/2024)
RR
Ohio
(6/6/2024)
RR
Oklahoma
(6/6/2024)
RR
Oregon
(6/6/2024)
RR
Pennsylvania
(6/6/2024)
RR
Rhode Island
(6/6/2024)
RR
South Carolina
(6/6/2024)
RR
South Dakota
(6/6/2024)
RR
Tennessee
(6/6/2024)
RR
Texas
(6/6/2024)
RR
Utah
(6/6/2024)
RR
Vermont
(6/6/2024)
RR
Virginia
(6/6/2024)
RR
Washington
(6/6/2024)
RR
West Virginia
(6/6/2024)
RR
Wisconsin
(6/6/2024)
RR
Wyoming
(6/6/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/29/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FNEX CAPITAL, LLC
APPLIED CAPITAL, LLC | FNEX CAPITAL, LLC

CRD#: 166316 / SEC#: , 8-69199

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Mailing Address
One Indiana Square Suite 2252, Indianapolis, IN 46204
Phone number
(317) 580-2588
Established
Indiana since 06/04/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FNEX, LLCMEMBER
HEGER, LOREN EUGENECEO, CCO, AMLCO, EXEC. REP.6143753
TEUFEL, FREDERICK CHARLESFINOP2092408

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FNEX CAPITAL, LLC

CRD#: 166316Indianapolis, IN 46204

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