Said Al-alaoui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Said Al-alaoui, who also goes by M. S. Al-alaoui, M. Said Al-alaoui, Muhammad S. Al-alaoui, Muhammad Said Mohamad Adnan Al-alaoui, was a registered financial professional .
Said is a previously registered financial professional and started their career in finance in 2008. Said had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2011 - November 1, 2012
SAYBROOK CAPITAL CORPORATION
November 4, 2009 - August 4, 2011
HOULIHAN LOKEY CAPITAL, INC.
January 2, 2009 - October 30, 2009
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
July 14, 2008 - December 24, 2008
LIBRA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAYBROOK CAPITAL CORPORATION
CRD#: 26398 / SEC#: , 8-42529
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
