James Isaksen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Isaksen, who also goes by James Allyn Isaksen, James Isaksen, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2008. James had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2017 - December 6, 2018
ROVIN CAPITAL
November 5, 2015 - April 12, 2017
EDWARD JONES
October 2, 2015 - April 12, 2017
EDWARD JONES
June 18, 2008 - December 1, 2008
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROVIN CAPITAL
CRD#: 157849 / SEC#:
Contact information
Red Flags
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