Martin E. Zavalia

LATIN SECURITIES

Miami, FL 33131

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CRD#: 5504802

Professional summary

Martin E Zavalia, who also goes by Martin Zavalia Lagos, is a registered financial advisor currently at LATIN SECURITIES INC. located in Miami, Florida.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Martin has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin Zavalia Lagos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zavalia Cunsulting LLC - President - 07/01/2023 - Miami, Florida - 10hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Consulting - Non-financial consulting - Fees

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin E Zavalia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

LATIN SECURITIES INC.

Office #1: 100 Se 2nd Street, Suite #3975, Miami, FL 33131

RIA

CRD#: 164117

Miami, FL

Past

September 8, 2010 - January 12, 2024

ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.

RIA

CRD#: 152104

MIAMI, FL

Past

July 28, 2008 - June 9, 2010

GUGGENHEIM INVESTMENT ADVISORS, LLC

RIA

CRD#: 108263

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2008

Uniform Investment Adviser Law Examination

Current Firm

LATIN SECURITIES INC.

KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: , 8-69086

Delaware

Registered Investment Advisory firm - SEC (11/28/2023 Approved)

Florida

Registered Investment Advisory firm - SEC (6/29/2023 Approved)

Wyoming

Registered Investment Advisory firm - SEC (10/30/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Mailing Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Phone number

(786) 579-0234

Established

Florida since 01/02/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (14 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LATIN SECURITIES HOLDINGS, LLC	SHAREHOLDER
DAGLIO, ALINA ANASTASIA	CCO	7470112
PINILLA, JUAN ANDRES	CEO	734534
RAMIREZ, SEBASTIAN	CIO	6181852
VELASQUEZ ELNESER, FARID ANDRES	FINOP	4865394
VICTORICA GARCIA, PATRICIA	COO	2788122

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 25,162,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martin E. Zavalia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin E Zavalia's CRS (Customer Relationship Summary).

Certified licenses

Experience

LATIN SECURITIES INC.

ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.

GUGGENHEIM INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2008

Current Firm

LATIN SECURITIES INC.

Contact information

FINRA licenses (14 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

LATIN SECURITIES INC.

TRUST BUT VERIFY

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