Jason R. Paplaski

SERENITY INVESTMENT ADVISORS

Chicago, IL 60604

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CRD#: 5504759

Professional summary

Jason Robert Paplaski, CFP® is a registered financial advisor currently at SERENITY INVESTMENT ADVISORS located in Chicago, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jason has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Paplaski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

December 14, 2020 - Present

SERENITY INVESTMENT ADVISORS

Office #1: 333 S. Wabash Ave. Suite 2700, Chicago, IL 60604

RIA

CRD#: 307924

Chicago, IL

Past

January 13, 2020 - December 21, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

January 13, 2020 - December 21, 2020

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 18, 2017 - December 11, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Chicago, IL

Past

February 24, 2014 - December 11, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Chicago, IL

Past

April 5, 2013 - November 15, 2017

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

Past

August 12, 2010 - March 28, 2013

SCOTTRADE, INC.

CRD#: 8206

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SERENITY INVESTMENT ADVISORS

ORGANIZE, PROTECT AND GROW YOUR WEALTH, LLC | SERENITY WEALTH MANAGEMENT | SERENITY INVESTMENT ADVISORS LLC | SERENITY INVESTMENT ADVISORS

CRD#: 307924 / SEC#: 801-123727

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/9/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 6/18/2013

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 4/9/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/11/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/9/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/7/2014

General Securities Sales Supervisor - Options Module Examination

Current Firm

SERENITY INVESTMENT ADVISORS

ORGANIZE, PROTECT AND GROW YOUR WEALTH, LLC | SERENITY WEALTH MANAGEMENT | SERENITY INVESTMENT ADVISORS LLC | SERENITY INVESTMENT ADVISORS

CRD#: 307924 / SEC#: 801-123727

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/9/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

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Contact information

Main Address

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604

Mailing Address

Phone number

(312) 734-1415

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SERENITY INVESTMENT ADVISORS BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	396
AUM (Assets Under Management)	$ 375,958,274

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason R. Paplaski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Robert Paplaski's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

OPTIONSXPRESS, INC.

SCOTTRADE, INC.

Primary Firm SEC Registration

SERENITY INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2017

Series 63

Date: 10/13/2010

SIE

Date: 10/1/2018

Series 34

Date: 6/18/2013

Series 3

Date: 4/9/2013

Series 7

Date: 8/11/2010

Series 10

Date: 4/9/2015

Series 9

Date: 3/7/2014

Current Firm

SERENITY INVESTMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SERENITY INVESTMENT ADVISORS

TRUST BUT VERIFY

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