Spencer P. Stewart

SEVEN CANYONS ADVISORS

Salt Lake City, UT

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CRD#: 5504744

Professional summary

Spencer Paul Stewart is a registered financial advisor currently at SEVEN CANYONS ADVISORS, LLC located in Salt Lake City, Utah.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Spencer has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Stewart is the sole owner of Ohana Asset Management, LLC, a Utah limited liability company ("Ohana"). In July 2017, Ohana, utilizing Mr. Stewart's personal capital, made one (1) real estate investment in a parcel of land located in Wasatch County, Utah. Mr. Stewart does not intend for Ohana to make any additional investments. Ohana composes less than ten percent (10%) of Mr. Stewart's time and income. As such, Ohana does not pose a conflict of interest with Mr. Stewart's management of Ark Global Asset Management, LLC or the pooled investment vehicles managed by Ark Global Asset Management, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Paul Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2017 - Present

SEVEN CANYONS ADVISORS, LLC

RIA

CRD#: 290334

Salt Lake City, UT

Past

February 16, 2016 - March 17, 2017

GRANDEUR PEAK GLOBAL ADVISORS

RIA

CRD#: 158270

SALT LAKE CITY, UT

Past

May 22, 2008 - August 3, 2011

SIDOTI & COMPANY, LLC

CRD#: 102860

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEVEN CANYONS ADVISORS, LLC

ARK GLOBAL ASSET MANAGEMENT, LLC | SEVEN CANYONS ADVISORS, LLC

CRD#: 290334 / SEC#: 801-112404

RIA

Registered Investment Advisory firm - (2/5/2018 Approved)

Utah

Registered Investment Advisory firm - (10/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(12/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/6/2008

General Securities Representative Examination

Current Firm

SEVEN CANYONS ADVISORS, LLC

ARK GLOBAL ASSET MANAGEMENT, LLC | SEVEN CANYONS ADVISORS, LLC

CRD#: 290334 / SEC#: 801-112404

RIA

Registered Investment Advisory firm - (2/5/2018 Approved)

Utah

Registered Investment Advisory firm - (10/12/2018 Terminated)

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Contact information

Main Address

22 East 100 South 3rd Floor, Salt Lake City, UT 84111

Mailing Address

Phone number

(801) 349-2718

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEVEN CANYONS FORM ADV PARTS 2A AND 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 121,604,728

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Spencer P. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Paul Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEVEN CANYONS ADVISORS, LLC

GRANDEUR PEAK GLOBAL ADVISORS

SIDOTI & COMPANY, LLC

Primary Firm SEC Registration

SEVEN CANYONS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2016

Series 63

Date: 5/20/2008

Series 7

Date: 5/6/2008

Current Firm

SEVEN CANYONS ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEVEN CANYONS ADVISORS, LLC

TRUST BUT VERIFY

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