Bryan E. Roquemore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan E Roquemore was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2008. Bryan had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2010 - May 1, 2013
USAA FINANCIAL PLANNING SERVICES
September 8, 2010 - May 1, 2013
USAA FINANCIAL ADVISORS, INC.
August 26, 2008 - April 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 11, 2008 - April 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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