Steven L. Oloughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven L. Oloughlin, who also goes by Steven Lyle O'loughlin, Steve Oloughlin, Steven Oloughlin, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2008. Steven had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2015 - October 6, 2015
EASTGATE SECURITIES, LLC
May 31, 2012 - October 4, 2012
NETWORK 1 FINANCIAL SECURITIES INC.
September 11, 2009 - June 18, 2010
FORGE FINANCIAL GROUP, INC.
April 24, 2008 - August 18, 2009
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
