Meaghan P. Graef
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meaghan Paceley Graef, who also goes by Meaghan Paceley Fowler, Meaghan Fowler, Meaghan Elizabeth Paceley, Meaghan Paceley, was a registered financial professional .
Meaghan is a previously registered financial professional and started their career in finance in 2008. Meaghan had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2019 - October 29, 2019
GRAEF INVESTMENTS
April 28, 2015 - June 4, 2018
CHARLES SCHWAB & CO., INC.
April 3, 2014 - June 4, 2018
CHARLES SCHWAB & CO., INC.
April 1, 2014 - December 31, 2014
CHARLES SCHWAB & CO., INC.
June 13, 2012 - February 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2012 - February 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 5, 2009 - May 29, 2012
CHARLES SCHWAB & CO., INC.
January 5, 2009 - May 29, 2012
CHARLES SCHWAB & CO., INC.
June 5, 2008 - October 24, 2008
WADDELL & REED
April 23, 2008 - October 24, 2008
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAEF INVESTMENTS
CRD#: 292046 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
