Patrick Cormac Murphy
Professional Summary
Patrick Cormac Murphy is a registered financial advisor currently at ADAMS WEALTH ADVISORS located in Logan, Utah and CACHETECH located in Logan, Utah. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patrick has worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
ADAMS INVESTMENT MANAGEMENT | CACHETECH | AIM VENTURA CAPITAL | ADAMS WEALTH MANAGEMENT LLC | ADAMS WEALTH ADVISORS
Contact Information
Main Address
701 S Main Suite #400, Logan, UT 84321Phone Number
(435) 752-1702# of Employees
18SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,506AUM (Assets Under Management)
$565,770,135Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ADAMS INVESTMENT MANAGEMENT | CACHETECH | AIM VENTURA CAPITAL | ADAMS WEALTH MANAGEMENT LLC | ADAMS WEALTH ADVISORS
State Registrations and Notice Filings
(4/6/2020)
(4/6/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Cormac Murphy's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
