Matthew Thury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Thury, who also goes by Matthew Alan Aslesen, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 3 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2014 - July 27, 2016
ALLEN CAPITAL GROUP, LLC
July 1, 2010 - May 3, 2013
PURSHE KAPLAN STERLING INVESTMENTS
June 10, 2008 - April 21, 2010
AMERITAS INVESTMENT COMPANY, LLC
Primary Firm SEC Registration
ALLEN CAPITAL GROUP, LLC
CRD#: 135879 / SEC#: 801-64514
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN CAPITAL GROUP, LLC
CRD#: 135879 / SEC#: 801-64514
Contact information
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,558 |
| AUM (Assets Under Management) | $ 1,223,235,037 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/03/2025 | ||
| 11/25/2024 | ||
| 11/17/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
