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RC

Robert C. Chastain

NEPTUNE WEALTH
Cape Coral, FL 33904
Some features on this profile are disabled
CRD#: 5503552
RC

Professional summary

Robert Clinton Chastain, who also goes by Robert C Chastain, Robert Chastain, is a registered financial advisor currently at NEPTUNE WEALTH located in Cape Coral, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert C Chastain | Robert Chastain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Clinton Chastain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2025 - Present

NEPTUNE WEALTH

Office #1: 2026 Se 29th Lane, Cape Coral, FL 33904
RIA
CRD#: 329160
Cape Coral, FL
Past

May 26, 2022 - February 21, 2025

ANNEX WEALTH MANAGEMENT, LLC

RIA
CRD#: 127987
Naples, FL
Past

July 22, 2020 - May 17, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
NAPLES, FL
Past

June 25, 2020 - May 17, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
NAPLES, FL
Past

May 4, 2018 - June 15, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Harrison Township, MI
Past

May 4, 2018 - June 12, 2020

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Harrison Township, MI
Past

April 25, 2016 - January 12, 2017

PFS INVESTMENTS INC.

RIA
CRD#: 10111
ROMEO, MI
Past

April 13, 2016 - January 12, 2017

PFS INVESTMENTS INC.

BD
CRD#: 10111
ROMEO, MI
Past

December 23, 2013 - April 28, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BLOOMFIELD HILLS, MI
Past

May 6, 2013 - April 28, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BLOOMFIELD HILLS, MI
Past

March 11, 2008 - September 13, 2011

THINKORSWIM ADVISORS, INC.

RIA
CRD#: 111046
BLOOMFIELD HILLS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/22/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/16/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/2013
General Securities Representative Examination

Current Firm

NW
NEPTUNE WEALTH
NEPTUNE ADVISORY SOLUTIONS LLC | NEPTUNE WEALTH | NEPTUNE ADVISORY, LLC

CRD#: 329160 / SEC#:

Florida
Registered Investment Advisory firm - (1/7/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/30/2024 Approved)
Wisconsin
Registered Investment Advisory firm - (9/18/2025 Approved)
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Contact information

Main Address
190 Bilmar Dr. Suite 150, Pittsburgh, PA 15205
Mailing Address
Phone number
(239) 634-9295
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts189
AUM (Assets Under Management)$ 35,543,521

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEPTUNE WEALTH

CRD#: 329160Cape Coral, FL 33904

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