Wesley Dodson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Dodson, who also goes by Wes Dodson, Wesley D Dodson, Wesley Drew-fletcher Dodson, Wesley Dodson, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2011. Wesley had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2020 - January 2, 2024
GUERRILLA ADVISORS LLC
July 25, 2018 - February 6, 2020
WILKINSON FINANCIAL LLC
June 10, 2016 - November 21, 2017
EDWARD JONES
March 14, 2016 - November 21, 2017
EDWARD JONES
March 25, 2011 - March 10, 2016
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUERRILLA ADVISORS LLC
CRD#: 308921 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 2,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
