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RB

Robert L. Baker

FRONTEGRA STRATEGIES
WESTMONT, IL 60559
Some features on this profile are disabled
CRD#: 5503485
RB

Professional summary

Robert Lance Baker is a registered financial professional currently at FRONTEGRA STRATEGIES, LLC located in Westmont, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 2 firms and has passed the SIE, Series 34, Series 3, Series 28 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lance Baker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2025 - Present

FRONTEGRA STRATEGIES, LLC

Office #1: 999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
BD
CRD#: 137529
WESTMONT, IL
Past

July 9, 2008 - November 5, 2018

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 3/3/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 34
Date: 12/29/2012
Retail Off-Exchange FOREX Examination
General Industry/Product Exam
RR
Series 3
Date: 12/8/2012
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/13/2025
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/8/2008
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTEGRA STRATEGIES, LLC
FRONTEGRA ALTERNATIVE STRATEGIES, LLC | FRONTEGRA STRATEGIES, LLC

CRD#: 137529 / SEC#: , 8-67094

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Mailing Address
999 Oakmont Plaza Drive, Suite 600, Westmont, IL 60559
Phone number
(847) 509-9860
Established
Delaware since 03/15/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRONTIER NORTH AMERICA HOLDINGS INC.HOLDING COMPANY
JONES, BENJAMIN DECATORCHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL, OWNER4206990
KINZER, CAROL ANNFINOP, PFO, POO4519471
THOMPSON, CHARLES SPURGEON IIPRESIDENT, GENERAL SECURITIES PRINCIPAL, OWNER2547107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRONTEGRA STRATEGIES, LLC

CRD#: 137529Westmont, IL 60559

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