CONSTANTINE C. MULLIGAN
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | PARTNER
Chicago, IL 60606
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CRD#: 5503401
Professional summary
CONSTANTINE CHARLES MULLIGAN, who also goes by Connie Charles Mulligan, is a registered financial advisor currently at CERITY PARTNERS RETIREMENT PLAN CONSULTANTS located in Chicago, Illinois.
CONSTANTINE is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. CONSTANTINE has worked at 4 firms and has passed the Series 65 exam.
Biography
Constantine is a Partner and Director of Investments for the Retirement Plan Services group. He is a member of the firm’s Investment Committee, helping to shape its investment philosophy and strategy. He also serves as a subject matter expert for ERISA clients. Constantine has more than 15 years of experience working with institutions and high-net-worth individuals.
Prior to joining Cerity Partners, he was a Managing Partner and Chief Investment Officer at Blue Prairie Group where he worked with plan sponsors and retirement committees to design investment solutions that mitigate risk and help participants retire successfully. Earlier in his career at Blue Prairie, he also served as the Director of Research and as a Senior Investment Analyst, overseeing the firm’s investment research and due diligence efforts as well as making investment recommendations to clients, advisors, and consultants. Constantine also worked as an Investment Advisor and Operations Manager at both RH Financial Group and Results One Financial.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connie Charles Mulligan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view CONSTANTINE CHARLES MULLIGAN's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Northern Illinois University
B.S. - Finance
DePaul University
Experience
Current
April 24, 2019 - Present
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
Office #1: 320 S. Canal St., Chicago, IL 60606RIA
CRD#: 164198
Chicago, IL
Past
May 30, 2012 - December 31, 2019
BLUE PRAIRIE GROUP,LLC
RIA
CRD#: 131802
CHICAGO, IL
Past
March 11, 2010 - May 15, 2012
RH FINANCIAL GROUP, LLC
RIA
CRD#: 152830
OAK BROOK, IL
Past
August 14, 2008 - March 31, 2010
RESULTS ONE FINANCIAL, LLC
RIA
CRD#: 109269
ELMHURST, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
CERITY PARTNERS | RETIREMENT PLAN ADVISORS AN HPM PARTNERS MEMBER FIRM LLC | RETIREMENT PLAN ADVISORS | PENSION ARCHITECTS | CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | CERITY PARTNERS RETIREMENT PLAN ADVISORS
CRD#: 164198 / SEC#: 801-76705
RIA
Registered Investment Advisory firm - (5/29/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(4/24/2019)
IAR
Texas(4/24/2019)
Current Firm
CP
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
CERITY PARTNERS | RETIREMENT PLAN ADVISORS AN HPM PARTNERS MEMBER FIRM LLC | RETIREMENT PLAN ADVISORS | PENSION ARCHITECTS | CERITY PARTNERS RETIREMENT PLAN CONSULTANTS | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | CERITY PARTNERS RETIREMENT PLAN ADVISORS
CRD#: 164198 / SEC#: 801-76705
RIA
Registered Investment Advisory firm - (5/29/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
99 Park Avenue 16th Floor, New York, NY 10016
Mailing Address
Phone number
(212) 850-4260
Established
Firm type
Fiscal year end
# of Employees
87
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 622 |
| AUM (Assets Under Management) | $ 18,953,321,052 |
Red Flags
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Company Information
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS
PARTNERCRD#: 164198Chicago, IL 60606TRUST BUT VERIFY
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