Michael P. Pichon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Pichon, who also goes by Michael Paul Pichon, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2024 - March 21, 2024
MASTERWORKS ADVISERS, LLC
May 7, 2018 - January 10, 2024
ERNST & YOUNG INVESTMENT ADVISERS LLP
March 31, 2011 - May 23, 2011
APB FINANCIAL GROUP, LLC
January 27, 2010 - November 11, 2010
SPARTAN CAPITAL SECURITIES, LLC
July 22, 2008 - January 2, 2009
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTERWORKS ADVISERS, LLC
CRD#: 324239 / SEC#: 801-127158
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 625 |
| AUM (Assets Under Management) | $ 1,983,059 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
