JF
Jaye C. Ferguson
CHARLES SCHWAB & CO.
Upland, CA 91784-1650
Some features on this profile are disabled
CRD#: 5503045
JF
Professional summary
Jaye Clifford Oppedahl Ferguson, who also goes by Jaye Oppedahi, Jaye Clifford Oppedahl, Jaye Oppedahl, Jaye C Oppedahl, is a registered financial advisor currently at CHARLES SCHWAB & CO., INC. located in Upland, California and SOVRAN ADVISORS, LLC located in Pasadena, California.
Jaye is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jaye has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaye Oppedahi | Jaye Clifford Oppedahl | Jaye Oppedahl | Jaye C Oppedahl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jaye Clifford Oppedahl Ferguson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1890 N. Campus Avenue, Upland, CA 91784-1650RIA
BD
CRD#: 5393
Upland, CA
Current
February 9, 2026 - Present
SOVRAN ADVISORS, LLC
Office #1: 150 S Los Robles Ave Ste 750, Pasadena, CA 91101RIA
CRD#: 329415
Pasadena, CA
Current
March 3, 2022 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1890 N. Campus Avenue, Upland, CA 91784-1650RIA
BD
CRD#: 5393
Upland, CA
Current
February 9, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 150 S Los Robles Ave Ste 750, Pasadena, CA 91101Office #2: 9220 Haven Ave Ste 260, Rancho Cucamonga, CA 91730BD
CRD#: 13572
Pasadena, CA
Past
May 5, 2017 - February 25, 2022
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 27, 2016 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
EL SEGUNDO, CA
Past
May 27, 2016 - February 25, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
EL SEGUNDO, CA
Past
February 3, 2016 - February 25, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EL SEGUNDO, CA
Past
February 3, 2016 - February 25, 2022
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EL SEGUNDO, CA
Past
February 3, 2016 - February 25, 2022
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
August 5, 2015 - February 25, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
Registered Investment Advisory firm - (1/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/19/2023)
RR
California(3/3/2022)
IAR
California(3/3/2022)
RR
Colorado(6/25/2024)
RR
Connecticut(6/25/2024)
RR
Florida(11/28/2025)
RR
Nevada(6/21/2023)
RR
New Jersey(10/1/2025)
RR
New Mexico(2/9/2026)
RR
Oregon(6/21/2023)
RR
South Dakota(10/16/2024)
RR
Texas(5/22/2023)
RR
Washington(7/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SA
SOVRAN ADVISORS, LLC
COMPASS CAPITAL | WEALTHPOINTE ADVISORS | WEALTH ADVISORY SOLUTIONS, FINANCIAL & INSURANCE SERVICES | WEALTH 365 ADVISORS FINANCIAL AND INSURANCE SERVICES | THE FINANCIAL COLLECTIVE | SOVRAN PARTNERS | SOVRAN ADVISORS, LLC | PINDER & NEIMEYER FINANCIAL | PEARCY FINANCIAL PARTNERS AND INSURANCE SERVICES | PARLIAMENT WEALTH MANAGEMENT AND INSURANCE SERVICES | OLIRIA FINANCIAL | J. SPENCER JONES WEALTH MANAGEMENT | INTEGRATIVE WEALTH PARTNERS PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | GREATER PACIFIC SOLUTIONS FINANCIAL & INSURANCE SERVICES | FINANCIAL HAUS | ENVISAGE WEALTH MANAGEMENT | ECLIPSE FINANCIAL ADVISORS | DIRECT PATH PLANNING, INVESTMENTS, INSURANCE SOLUTIONS | CONCIERGE WEALTH MANAGEMENT & INSURANCE SOLUTIONS
CRD#: 329415 / SEC#: 801-129342
RIA
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Contact information
Main Address
3131 Camino Del Rio N. Suite 800, San Diego, CA 92108
Mailing Address
Phone number
(619) 281-9890
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,470 |
| AUM (Assets Under Management) | $ 1,308,617,291 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
