Sarab F. Shamoon- Springer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarab Fayez Shamoon- Springer, who also goes by Sarab Fayez Shamoon, Sarab F Shamoon-springer, was a registered financial professional .
Sarab is a previously registered financial professional and started their career in finance in 2008. Sarab had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2018 - January 2, 2019
BRINKER CAPITAL INC
June 1, 2018 - January 2, 2019
BRINKER CAPITAL SECURITIES, LLC
August 17, 2010 - May 29, 2018
MORGAN STANLEY
August 17, 2010 - May 29, 2018
MORGAN STANLEY
July 14, 2008 - June 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
June 18, 2008 - June 23, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRINKER CAPITAL INC
CRD#: 111743 / SEC#: 801-30504
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
