AH
Aaron G. Holder
GWN SECURITIES
San Antonio, TX
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CRD#: 5502980
AH
Professional summary
Aaron Grant Holder, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in San Antonio, Texas.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Aaron has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED LIFE & ANNUITY INSURANCE POSITION: Insurance Agent NATURE: Life, Health, and Fixed Annuity Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 12/01/2012 ADDRESS: 18302 Redwood Path, San Antonio, Texas 78259 DESCRIPTION: Offer Life, Health, and Fixed Annuity Insurance based on clients financial goals and risk tolerance. LEGACY RETIREMENT & INVESTMENT SERVICES POSITION: Financial Professional NATURE: Financial Services, DBA INVESTMENT RELATED: Is Investment Related, START DATE: 016-03-16, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DECRIPTION: DBA related to investment sales
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Grant Holder's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aaron Grant Holder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
March 16, 2016 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
San Antonio, TX
Current
March 16, 2016 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
San Antonio, TX
Past
February 19, 2016 - March 10, 2016
PLANMEMBER SECURITIES CORPORATION
RIA
CRD#: 11869
San Antonio, TX
Past
February 19, 2016 - March 10, 2016
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
San Antonio, TX
Past
December 16, 2014 - March 3, 2016
LEGEND ADVISORY, LLC
RIA
CRD#: 104761
SAN ANTONIO, TX
Past
December 10, 2014 - March 3, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
San Antonio, TX
Past
May 13, 2013 - December 11, 2014
ISC ADVISORS, INC.
RIA
CRD#: 166586
DALLAS, TX
Past
May 13, 2013 - December 11, 2014
INSTITUTIONAL SECURITIES CORPORATION
BD
CRD#: 20291
SAN ANTONIO, TX
Past
July 13, 2010 - August 3, 2011
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
March 3, 2010 - August 3, 2011
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
March 21, 2008 - February 19, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/19/2021)
RR
Kansas(11/5/2025)
RR
Ohio(1/6/2024)
RR
Texas(3/16/2016)
IAR
Texas(3/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
