Thomas M. Wagner
THE WELCH GROUP
Birmingham, AL 35213
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CRD#: 5502971
Professional summary
I love the incredible moment in our process when clients realize they can retire with confidence. There is this sigh of relief when they know they can pursue their purpose and dreams knowing we’re there to watch the details.
Biography
Michael Wagner is a Member and Director of Business Development at The Welch Group with over 20 years of experience in the accounting and financial fields. Michael is dedicated to helping his clients identify their goals and design a customized plan to help them get where they want to be. He is known for making the financial planning and investment process simple and understandable so his clients can feel empowered to make informed decisions and sleep better at night, no matter what the market is doing. With a commitment to building long-term relationships so he can learn what matters most to his clients, Michael provides structure and organization, building a plan for every piece of their financial lives so they can enjoy life both now and in the future.
Michael, a CPA, Accredited Estate Planner®, and CERTIFIED FINANCIAL PLANNER™ professional, has both a bachelor’s degree in accounting and a Master of Accountancy from The University of Alabama. In his free time, you can find Michael working as a volunteer coach for youth sports, including basketball, lacrosse, and football. He loves spending that extra time with his kids and their teams as well as investing in the next generation and giving back to the community. Michael also loves spending time with his family and friends.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
Charitable & Planned Giving
Asset Allocation
Estate Planning
Retirement
Long-term Care
Are you a "fiduciary"?
Yes
Aliases
Thomas Michael Wagner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Wagner JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
May 7, 2008 - Present
THE WELCH GROUP, LLC
Office #1: 3940 Montclair Rd Fifth Floor, Birmingham, AL 35213RIA
CRD#: 111273
Birmingham, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WELCH GROUP, LLC
THE WELCH GROUP, LLC | WELCH GROUP LLC
CRD#: 111273 / SEC#: 801-56254
RIA
Registered Investment Advisory firm - (2/2/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(5/7/2008)
IAR
Texas(12/2/2021)
Exams
Current Firm
TW
THE WELCH GROUP, LLC
THE WELCH GROUP, LLC | WELCH GROUP LLC
CRD#: 111273 / SEC#: 801-56254
RIA
Registered Investment Advisory firm - (2/2/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3940 Montclair Rd Fifth Floor, Birmingham, AL 35213
Mailing Address
Phone number
(205) 879-5001
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,185 |
| AUM (Assets Under Management) | $ 3,212,010,865 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2024 | ||
| 01/19/2024 | ||
| 12/28/2022 |
Red Flags
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Company Information
THE WELCH GROUP, LLC
CRD#: 111273Birmingham, AL 35213TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
