Thomas Michael Wagner Jr.
CFP®Professional Summary
I love the incredible moment in our process when clients realize they can retire with confidence. There is this sigh of relief when they know they can pursue their purpose and dreams knowing we’re there to watch the details.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Estate & Legacy Planning
- Health Care & Long-Term Care Planning
Specializations
Biography
Michael Wagner is a Member and Director of Business Development at The Welch Group with over 20 years of experience in the accounting and financial fields. Michael is dedicated to helping his clients identify their goals and design a customized plan to help them get where they want to be. He is known for making the financial planning and investment process simple and understandable so his clients can feel empowered to make informed decisions and...
Other Aliases
Thomas Michael Wagner
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
THE WELCH GROUP, LLC | WELCH GROUP LLC
Contact Information
Main Address
3940 Montclair Rd Fifth Floor, Birmingham, AL 35213Phone Number
(205) 879-5001# of Employees
28SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,528AUM (Assets Under Management)
$3,682,452,369Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | Cover Page | Report |
| 10/23/2024 | Cover Page | Report |
| 01/19/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
THE WELCH GROUP, LLC | WELCH GROUP LLC
State Registrations and Notice Filings
(5/7/2008)
(12/2/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Wagner JR.'s CRS (Customer Relationship Summary).
Services Offered by Thomas
- Financial Planning
- Estate & Legacy Planning
- Health Care & Long-Term Care Planning
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